Compliance Manager Question:

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Explain have you ever had difficulty with a supervisor?

Compliance Manager Interview Question
Compliance Manager Interview Question

Answer:

Yes, I had a supervisor ask me to change the status on a client on an governmental application for a loan to married filing separately from married filing joint, his reason was by changing the filing status changed the clients adjusted gross income. I felt this was situation where the supervisor wanted me to compromise my integrity and I detailed how the clients adjusted income could only change if client received a raise or a cut in pay that just changing the filing status did not change their adjusted gross income.

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Do you know who is a compliance officer at an investment bank most responsible to?Explain a time when you went above and beyond the requirements for a project?