Compliance Manager Question:

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Explain me how Would You Handle a Request by a Senior Executive to Violate a Company’s Code of Conduct?

Compliance Manager Interview Question
Compliance Manager Interview Question

Answer:

This question is an attempt to assess whether you are comfortable dealing with senior level employees. As a compliance officer, you must convince corporate boards and senior executives, including the CEO, that an effective compliance program is a priority. You must ensure that all employees, regardless of rank, are educated about the risks to the organization of not complying with laws, rules and regulations.

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Explain me what is your experience working with (a) internal compliance teams, (b) the C-suite and board of directors, and (c) external regulatory agencies?Tell me what are the main job duties and responsibilities of compliance manager employee?